About this course
Statutory registers, MCA filings and annual compliance: Judgment and oversight. For Partners; finance directors; audit committee and independent directors. Seven topic lessons and narrated animated explainers, seven knowledge checks, five applied activities and a sampled final assessment. Complete the guided Filing remediation plan. Prerequisite: CA13-02-I01. Original fictional cases explain the Companies Act and applicable governance controls. Confirm current rules, exemptions and live filing requirements for the actual entity. The study estimate measures all required learning; the workbook's 55-minute value was a planning target.
Who this is for
Learners interested in this course
What you will learn
Course outline
1. Design an entity-wide compliance control matrix
- Design an entity-wide compliance control matrix
- Design an entity-wide compliance control matrix — video
- Topic 1 knowledge check
- Decision Mission: Design an entity-wide compliance control matrix
2. Resolve conflicting cap-table and register records
- Resolve conflicting cap-table and register records
- Resolve conflicting cap-table and register records — video
- Topic 2 knowledge check
- Case Quest: Resolve conflicting cap-table and register records
3. Investigate late or erroneous filings and exposure
- Investigate late or erroneous filings and exposure
- Investigate late or erroneous filings and exposure — video
- Topic 3 knowledge check
- Impact Simulator: review effort and unresolved records
4. Assess adjudication, compounding and remediation paths
- Assess adjudication, compounding and remediation paths
- Assess adjudication, compounding and remediation paths — video
- Topic 4 knowledge check
- Practice Lab: Assess adjudication, compounding and remediation paths
5. Govern MCA V3 data, access and maker-checker review
- Govern MCA V3 data, access and maker-checker review
- Govern MCA V3 data, access and maker-checker review — video
- Topic 5 knowledge check
- Roleplay Studio: brief the decision-maker
6. Report exceptions and root causes to the board
- Report exceptions and root causes to the board
- Report exceptions and root causes to the board — video
- Topic 6 knowledge check
7. Case: Investigate three missing filings and design the remediation plan
- Case: Investigate three missing filings and design the remediation plan
- Case: Investigate three missing filings and design the remediation plan — video
- Topic 7 knowledge check
Final assessment
- Final assessment