JUMOQ Mandatory · Markets & Cross-border Transactions

Treasury Conduct, Market Abuse, Insider Trading and Personal Dealing

Protect confidential information, prevent abusive trading and maintain controlled dealing and personal-account activity.

MAND-TREASURY-B01Intermediate

Course director: Venkata Subramani Ramachandra

2 hr 15 minFull study estimate

Full study estimate: 2 hr 15 min

Self-paced estimates for one pass through the course. Practical work includes activities, assignments and resource study. Your pace may vary; breaks and repeat attempts are extra. All course and certificate requirements still apply.

Inside this course

Select a topic to see its lessons, videos, practice activities and resources.

Recognise sensitive information and restrict access

LessonRecognise sensitive information and restrict access
VideoVideo — Recognise sensitive information and restrict access
QuizTopic 1 knowledge check
Decision MissionDecision Mission — Unannounced acquisition

Control personal dealing and conflicts

LessonControl personal dealing and conflicts
VideoVideo — Control personal dealing and conflicts
QuizTopic 2 knowledge check
Case QuestCase Quest — Benchmark pressure

Prevent market and benchmark manipulation

LessonPrevent market and benchmark manipulation
VideoVideo — Prevent market and benchmark manipulation
QuizTopic 3 knowledge check
Impact SimulatorImpact Simulator — Trade-exception review workload

Maintain controlled dealing and settlement

LessonMaintain controlled dealing and settlement
VideoVideo — Maintain controlled dealing and settlement
QuizTopic 4 knowledge check
Practice LabPractice Lab — Review and refer three workplace cases

Escalate concerns and maintain a fair dealing culture

LessonEscalate concerns and maintain a fair dealing culture
VideoVideo — Escalate concerns and maintain a fair dealing culture
QuizTopic 5 knowledge check
Roleplay StudioRoleplay Studio — Explain the appropriate next step
Downloadable resourceFictional workplace cases and practice workbook
Downloadable resourceDesk checklist for everyday decisions
Downloadable resourcePolicy contacts and refresher guide
AssignmentWorkplace assignment — Apply the process and prepare a handover

Final Assessment

QuizFinal assessment

Certificate

CertificateCertificate of completionUnlocks after every quiz is completed at its required pass mark and all course requirements are complete.

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