JUMOQ Mandatory · Financial Crime Prevention

KYC, AML and Counter-Terrorist Financing for Banks and NBFCs

India-focused foundation training in customer due diligence, beneficial ownership, monitoring, confidential escalation and recordkeeping.

MAND-KYC-B01Basic

Course director: Venkata Subramani Ramachandra

2 hr 42 minFull study estimate

Full study estimate: 2 hr 42 min

Self-paced estimates for one pass through the course. Practical work includes activities, assignments and resource study. Your pace may vary; breaks and repeat attempts are extra. All course and certificate requirements still apply.

Inside this course

Select a topic to see its lessons, videos, practice activities and resources.

Your role in preventing financial crime

LessonYour role in preventing financial crime
VideoVideo — Your role in preventing financial crime
QuizTopic 1 knowledge check
Decision MissionDecision Mission — The rushed account opening

Identify the customer and complete due diligence

LessonIdentify the customer and complete due diligence
VideoVideo — Identify the customer and complete due diligence
QuizTopic 2 knowledge check
Case QuestCase Quest — Is the onboarding file complete

Find beneficial owners and apply enhanced checks

LessonFind beneficial owners and apply enhanced checks
VideoVideo — Find beneficial owners and apply enhanced checks
QuizTopic 3 knowledge check
Impact SimulatorImpact Simulator — Review capacity and overdue cases

Recognise unusual activity and sanctions alerts

LessonRecognise unusual activity and sanctions alerts
VideoVideo — Recognise unusual activity and sanctions alerts
QuizTopic 4 knowledge check
Practice LabPractice Lab — Triage fictional transaction patterns

Escalate concerns and protect confidentiality

LessonEscalate concerns and protect confidentiality
VideoVideo — Escalate concerns and protect confidentiality
QuizTopic 5 knowledge check
Roleplay StudioRoleplay Studio — Explain the process without tipping off

Maintain records and complete the workplace handover

LessonMaintain records and complete the workplace handover
VideoVideo — Maintain records and complete the workplace handover
QuizTopic 6 knowledge check
Downloadable resourceFictional customer and transaction dataset
Downloadable resourceKYC and escalation desk checklist
Downloadable resourceRecordkeeping and refresher checklist
AssignmentWorkplace assignment — Evidence based referral and handover

Final Assessment

QuizFinal assessment — KYC AML and CFT

Certificate

CertificateCertificate of completionUnlocks after every quiz is completed at its required pass mark and all course requirements are complete.

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