About this course
Internal audit, internal financial controls and risk: Application. For Practicing CAs; finance managers; company secretariat. Seven topic lessons and narrated animated explainers, seven knowledge checks, five applied activities and a sampled final assessment. Complete the guided Risk-control evidence matrix. Prerequisite: CA13-10-B01. Original fictional cases explain the Companies Act and applicable governance controls. Confirm current rules, exemptions and live filing requirements for the actual entity. The study estimate measures all required learning; the workbook's 55-minute value was a planning target.
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What you will learn
Course outline
1. Define an internal-audit plan from risk priorities
- Define an internal-audit plan from risk priorities
- Define an internal-audit plan from risk priorities — video
- Topic 1 knowledge check
- Decision Mission: Define an internal-audit plan from risk priorities
2. Map processes to key controls and owners
- Map processes to key controls and owners
- Map processes to key controls and owners — video
- Topic 2 knowledge check
- Case Quest: Map processes to key controls and owners
3. Perform walkthroughs and test exceptions
- Perform walkthroughs and test exceptions
- Perform walkthroughs and test exceptions — video
- Topic 3 knowledge check
- Impact Simulator: Control-remediation backlog
4. Assess IT access and change controls
- Assess IT access and change controls
- Assess IT access and change controls — video
- Topic 4 knowledge check
- Practice Lab: Assess IT access and change controls
5. Rate findings and agree accountable actions
- Rate findings and agree accountable actions
- Rate findings and agree accountable actions — video
- Topic 5 knowledge check
- Roleplay Studio: brief the decision-maker
6. Report control status to the audit committee
- Report control status to the audit committee
- Report control status to the audit committee — video
- Topic 6 knowledge check
7. Case: Build a risk-control and test-evidence matrix
- Case: Build a risk-control and test-evidence matrix
- Case: Build a risk-control and test-evidence matrix — video
- Topic 7 knowledge check
Final assessment
- Final assessment