About this course
Fraud reporting, investigation and enforcement: Judgment and oversight. For Partners; finance directors; audit committee and independent directors. Seven topic lessons and narrated animated explainers, seven knowledge checks, five applied activities and a sampled final assessment. Complete the guided Audit committee investigation review. Prerequisite: CA13-19-I01. Original fictional cases explain the Companies Act and applicable governance controls. Confirm current rules, exemptions and live filing requirements for the actual entity. The study estimate measures all required learning; the workbook's 55-minute value was a planning target.
Who this is for
Learners interested in this course
What you will learn
Course outline
1. Oversee conflicted or senior-management allegations
- Oversee conflicted or senior-management allegations
- Oversee conflicted or senior-management allegations — video
- Topic 1 knowledge check
- Decision Mission: Oversee conflicted or senior-management allegations
2. Challenge scope, privilege and investigator independence
- Challenge scope, privilege and investigator independence
- Challenge scope, privilege and investigator independence — video
- Topic 2 knowledge check
- Case Quest: Challenge scope, privilege and investigator independence
3. Evaluate financial-statement correction and disclosure
- Evaluate financial-statement correction and disclosure
- Evaluate financial-statement correction and disclosure — video
- Topic 3 knowledge check
- Impact Simulator: Investigation evidence-request backlog
4. Prepare regulator, auditor and Board communication
- Prepare regulator, auditor and Board communication
- Prepare regulator, auditor and Board communication — video
- Topic 4 knowledge check
- Practice Lab: Prepare regulator, auditor and Board communication
5. Identify root causes and accountability actions
- Identify root causes and accountability actions
- Identify root causes and accountability actions — video
- Topic 5 knowledge check
- Roleplay Studio: brief the decision-maker
6. Monitor recurrence through control and culture metrics
- Monitor recurrence through control and culture metrics
- Monitor recurrence through control and culture metrics — video
- Topic 6 knowledge check
7. Case: Review an audit committee-led investigation and disclosure decision
- Case: Review an audit committee-led investigation and disclosure decision
- Case: Review an audit committee-led investigation and disclosure decision — video
- Topic 7 knowledge check
Final assessment
- Final assessment