About this course
Fraud reporting, investigation and enforcement: Foundations. For CA trainees; finance executives; new directors. Seven topic lessons and narrated animated explainers, seven knowledge checks, five applied activities and a sampled final assessment. Complete the guided Fraud escalation decision tree. Prerequisite: None. Original fictional cases explain the Companies Act and applicable governance controls. Confirm current rules, exemptions and live filing requirements for the actual entity. The study estimate measures all required learning; the workbook's 55-minute value was a planning target.
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Learners interested in this course
What you will learn
Course outline
1. Indicators of fraud and management override
- Indicators of fraud and management override
- Indicators of fraud and management override — video
- Topic 1 knowledge check
- Decision Mission: Indicators of fraud and management override
2. Whistleblower and vigil mechanism basics
- Whistleblower and vigil mechanism basics
- Whistleblower and vigil mechanism basics — video
- Topic 2 knowledge check
- Case Quest: Whistleblower and vigil mechanism basics
3. Auditor and management reporting channels
- Auditor and management reporting channels
- Auditor and management reporting channels — video
- Topic 3 knowledge check
- Impact Simulator: Investigation evidence-request backlog
4. ROC inspection and investigation overview
- ROC inspection and investigation overview
- ROC inspection and investigation overview — video
- Topic 4 knowledge check
- Practice Lab: ROC inspection and investigation overview
5. Evidence preservation and confidentiality
- Evidence preservation and confidentiality
- Evidence preservation and confidentiality — video
- Topic 5 knowledge check
- Roleplay Studio: brief the decision-maker
6. Consequences of false records or non-compliance
- Consequences of false records or non-compliance
- Consequences of false records or non-compliance — video
- Topic 6 knowledge check
7. Case: Separate error, control failure and suspected fraud
- Case: Separate error, control failure and suspected fraud
- Case: Separate error, control failure and suspected fraud — video
- Topic 7 knowledge check
Final assessment
- Final assessment