JUMOQ Learning · Capital & Securities

Private placement and preferential fundraising: Application

Prepare, review and evidence a compliant workflow: Private placement and preferential fundraising

CA13-04-I01Intermediate

Course director: Venkata Subramani Ramachandra

2 hr 24 minFull study estimate

Full study estimate: 2 hr 24 min

Self-paced estimates for one pass through the course. Practical work includes activities, assignments and resource study. Your pace may vary; breaks and repeat attempts are extra. All course and certificate requirements still apply.

Inside this course

Select a topic to see its lessons, videos, practice activities and resources.

Build a section 42 transaction timetable

LessonBuild a section 42 transaction timetable
VideoBuild a section 42 transaction timetable — videoScheduled — upload pending
QuizTopic 1 knowledge check
Decision MissionDecision Mission: Build a section 42 transaction timetable

Document offeree identification and offer circulation

LessonDocument offeree identification and offer circulation
VideoDocument offeree identification and offer circulation — videoScheduled — upload pending
QuizTopic 2 knowledge check
Case QuestCase Quest: Document offeree identification and offer circulation

Review valuation, special resolution and disclosures

LessonReview valuation, special resolution and disclosures
VideoReview valuation, special resolution and disclosures — videoScheduled — upload pending
QuizTopic 3 knowledge check
Impact SimulatorImpact Simulator: face value, issue price and funding

Control receipt and use of application money

LessonControl receipt and use of application money
VideoControl receipt and use of application money — videoScheduled — upload pending
QuizTopic 4 knowledge check
Practice LabPractice Lab: Control receipt and use of application money

Prepare allotment, PAS-3 and register updates

LessonPrepare allotment, PAS-3 and register updates
VideoPrepare allotment, PAS-3 and register updates — videoScheduled — upload pending
QuizTopic 5 knowledge check
Roleplay StudioRoleplay Studio: brief the decision-maker

Check overlapping rounds and sequencing risks

LessonCheck overlapping rounds and sequencing risks
VideoCheck overlapping rounds and sequencing risks — videoScheduled — upload pending
QuizTopic 6 knowledge check

Case: Prepare an approval-to-allotment workflow for a private placement

LessonCase: Prepare an approval-to-allotment workflow for a private placement
VideoCase: Prepare an approval-to-allotment workflow for a private placement — videoScheduled — upload pending
QuizTopic 7 knowledge check

Final Assessment

QuizFinal assessment

Certificate

CertificateCertificate of completionUnlocks after every quiz is completed at its required pass mark and all course requirements are complete.

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