JUMOQ Learning · Financial Reporting & Assurance

Internal audit, internal financial controls and risk: Application

Prepare, review and evidence a compliant workflow: Internal audit, internal financial controls and risk

CA13-10-I01Intermediate

Course director: Venkata Subramani Ramachandra

2 hr 40 minFull study estimate

Full study estimate: 2 hr 40 min

Self-paced estimates for one pass through the course. Practical work includes activities, assignments and resource study. Your pace may vary; breaks and repeat attempts are extra. All course and certificate requirements still apply.

Inside this course

Select a topic to see its lessons, videos, practice activities and resources.

Define an internal-audit plan from risk priorities

LessonDefine an internal-audit plan from risk priorities
VideoDefine an internal-audit plan from risk priorities — videoScheduled — upload pending
QuizTopic 1 knowledge check
Decision MissionDecision Mission: Define an internal-audit plan from risk priorities

Map processes to key controls and owners

LessonMap processes to key controls and owners
VideoMap processes to key controls and owners — videoScheduled — upload pending
QuizTopic 2 knowledge check
Case QuestCase Quest: Map processes to key controls and owners

Perform walkthroughs and test exceptions

LessonPerform walkthroughs and test exceptions
VideoPerform walkthroughs and test exceptions — videoScheduled — upload pending
QuizTopic 3 knowledge check
Impact SimulatorImpact Simulator: Control-remediation backlog

Assess IT access and change controls

LessonAssess IT access and change controls
VideoAssess IT access and change controls — videoScheduled — upload pending
QuizTopic 4 knowledge check
Practice LabPractice Lab: Assess IT access and change controls

Rate findings and agree accountable actions

LessonRate findings and agree accountable actions
VideoRate findings and agree accountable actions — videoScheduled — upload pending
QuizTopic 5 knowledge check
Roleplay StudioRoleplay Studio: brief the decision-maker

Report control status to the audit committee

LessonReport control status to the audit committee
VideoReport control status to the audit committee — videoScheduled — upload pending
QuizTopic 6 knowledge check

Case: Build a risk-control and test-evidence matrix

LessonCase: Build a risk-control and test-evidence matrix
VideoCase: Build a risk-control and test-evidence matrix — videoScheduled — upload pending
QuizTopic 7 knowledge check

Final Assessment

QuizFinal assessment

Certificate

CertificateCertificate of completionUnlocks after every quiz is completed at its required pass mark and all course requirements are complete.

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