JUMOQ Learning · Internal Controls & Technology

Internal Financial Controls, IT Controls and Audit Trails

Evaluate control design and operation, IT access and changes, audit trails and reporting implications.

AA-07Intermediate

Course director: Venkata Subramani Ramachandra

55 minFull study estimate

Full study estimate: 55 min

Self-paced estimates for one pass through the course. Practical work includes activities, assignments and resource study. Your pace may vary; breaks and repeat attempts are extra. All course and certificate requirements still apply.

Inside this course

Select a topic to see its lessons, videos, practice activities and resources.

Separate design, implementation and operating effectiveness

LessonSeparate design, implementation and operating effectiveness
VideoSeparate design, implementation and operating effectiveness — videoScheduled — upload pending
QuizTopic 1 knowledge check
Decision MissionDecision Mission: make the planning response

Test controls over key financial processes

LessonTest controls over key financial processes
VideoTest controls over key financial processes — videoScheduled — upload pending
QuizTopic 2 knowledge check
Case QuestCase Quest: connect three evidence records

Evaluate access, segregation and system changes

LessonEvaluate access, segregation and system changes
VideoEvaluate access, segregation and system changes — videoScheduled — upload pending
QuizTopic 3 knowledge check
Impact SimulatorImpact Simulator: privileged-access review scope

Examine audit trails and Rule 11(g) reporting

LessonExamine audit trails and Rule 11(g) reporting
VideoExamine audit trails and Rule 11(g) reporting — videoScheduled — upload pending
QuizTopic 4 knowledge check
Practice LabPractice Lab: choose and justify the procedure

Evaluate deficiencies and their reporting implications

LessonEvaluate deficiencies and their reporting implications
VideoEvaluate deficiencies and their reporting implications — videoScheduled — upload pending
QuizTopic 5 knowledge check
Roleplay StudioRoleplay Studio: brief the engagement partner

Final Assessment

QuizFinal assessment

Certificate

CertificateCertificate of completionUnlocks after every quiz is completed at its required pass mark and all course requirements are complete.

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